The information on this site is not to be construed as investment advice; it is for educational purposes only.

SimonBaker & Partners LLC is an SEC registered investment adviser headquartered in San Francisco with offices located in Dallas, New York, and Palm Beach.

SimonBaker & Partners LLC and its investment adviser representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which SimonBaker & Partners LLC maintains clients. SimonBaker & Partners LLC may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. SimonBaker & Partners LLC’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of SimonBaker & Partners LLC’s website on the Internet should not be construed by any consumer and/or prospective client as a solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

For information pertaining to the registration status of SimonBaker & Partners LLC, please contact the SEC or the state securities law administrators for those states in which SimonBaker & Partners LLC maintains a notice filing. A copy of SimonBaker & Partners LLC’s current written disclosure statement discussing its business operations, services, and fees is available upon written request. SimonBaker & Partners LLC does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to SimonBaker & Partners LLC’s website or incorporated herein, and takes no responsibility thereto. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended or undertaken by SimonBaker & Partners LLC) or product made reference to directly or indirectly by SimonBaker & Partners LLC on its Web site, or indirectly via a link to an unaffiliated third party Web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.

Certain portions of SimonBaker & Partners LLC’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, SimonBaker & Partners LLC’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. This information may have been previously disseminated by SimonBaker & Partners LLC to its clients or associates. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from SimonBaker & Partners LLC, or from any other investment professional. You should not treat any opinion expressed as a specific inducement to make a particular investment or follow a particular strategy.

SimonBaker & Partners LLC is neither an attorney nor accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice. Furthermore, the prospective client is solely responsible for determining whether any investment, security or strategy, or any other product or service, is appropriate or suitable for the prospective client based on the prospective client’s investment objectives and personal and financial situation. The prospective client should consult with an investment professional, or an attorney or tax professional regarding their specific investment, legal or tax situation.

Opinions expressed on this site or in the articles accessible are subject to change without notice and, due to the rapidly changing nature of the security markets, may quickly become outdated. Opinions are based upon information considered reliable, but neither SimonBaker & Partners LLC nor its affiliates and/or subsidiaries warrant its completeness or accuracy, and it should not be relied upon as such. Although all information presented is believed to be true and accurate at the time of publication, SimonBaker & Partners LLC is under no obligation to update or correct any information provided on this website.

To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to SimonBaker & Partners LLC’s website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from SimonBaker & Partners LLC, or from any other investment professional.

Each client and prospective client agrees, as a condition precedent to his/her/its access to SimonBaker & Partners LLC’s website, to release and hold harmless SimonBaker & Partners LLC, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from SimonBaker & Partners LLC.